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Benefits for Your Firm

Your Schwab team can provide you with the resources to help you facilitate your employee trade management policy, freeing you to focus on your core business.

Client Development Officer

• On-going point of contact to help select services to support the specific needs of both your compliance staff and firm’s employees
• Can design an employee communication plan to promote program benefits and streamline account opening
• Coordinates with Schwab support teams to provide solutions for operational and technical issues

Operations and Technical Teams

• A dedicated support team provides operational services and ensures accurate maintenance of the technology your firm will use to monitor your employees accounts.
• Technical Client Services provide technical support and is available via a toll-free number.

Benefits for Employees

As a leading provider of financial services, Schwab offers your employees:

• Competitive rates on products and services for the full spectrum of investors—from those just starting out to clients seeking ongoing investment advice and wealth management
• Professional level research and analysis, proprietary tools, education resources and local and online investor workshops
• Weekly market updates and commentary from Schwab experts
• In-depth analysis on global economic events

Also, Schwab Bank offers a wide range of banking solutions to meet your needs.

We can customize and coordinate a package of services to help implement your designated brokerage policy which may include:

• Toll-free phone and email access to a dedicated service team as well as personal assistance from Financial Consultants in any of our over 300 Investor Centers
• Assistance for employees when they transition their accounts to Schwab
• Customized communications and enrollment materials that describe your firm’s program benefits
• A streamlined process for obtaining and maintaining account authorization to accurately identify employee accounts

Charles Schwab & Co., Inc. and Charles Schwab Bank are separate but affiliated companies and subsidiaries of The Charles Schwab Corporation. Brokerage products are offered by Charles Schwab & Co., Inc., Member SIPC. Deposit and lending products and services are offered by Charles Schwab Bank, Member FDIC and an Equal Housing Lender.

Schwab Designated Brokerage Services provides technology solutions for corporate clients with regulatory requirements to monitor employee security transactions.