Schwab tools help you meet trade surveillance
requirements with great accuracy and efficiency.
SchwabLink Software
SchwabLink is a data-exchange software designed to
help you efficiently monitor employee transactions:
- Improves your back-end reporting accuracy with
electronic downloads of your employees Schwab
account information and trade confirmations
- Automates your trading surveillance process in a
secure environment
-
Transmits data to your desktop to help you match
against pre-clear, restricted, or watch lists
www.SchwabInstitutional.com
Together with SchwabLink, the schwabinstitutional.com
web site offers additional features to further improve
your monitoring process:
- Real-time employee account information
- Easy-to-use reporting and search capabilities
to research employee account information
- Customizable operational alerts with optional
email notification
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