Welcome to Schwab Retirement Plan Services Stock Plan Services Designated Brokerage Third Party Administrators
Overview Solutions for Administrators Solutions for Employees Solutions for Executives
Overview Stock Plan Services Stock Plan Services
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Customized reporting of real-time data

Our Web tools give you the flexibility to generate pre-configured reports or to customize reports. Schwab enables you to customize pre-existing reports by re-configuring report templates based on the needs of your organization.

Our technology will provide you with timely, accurate information whenever you need it.

A Sampling of Schwab Reporting Capabilities

On-demand real-time trading reports
  • Participant Exercises
  • Exercise List
  • Expiring Option Report
  • Sale Pending Report (outstanding limit orders)
  • Grant Acceptance Report
  • Grant List
On-demand real-time recordkeeping reports from Schwab EquiView®

Activity Reports
  • Participant
  • Grant / Award
  • Cancellation
  • Exercise Transaction
  • Lapse Transaction
  • Lapse Schedule
  • Vest Schedule
  • Disposition
  • Expiring Options
  • Payroll
  • Changes Audit
Daily Reports
  • Exercise Transaction
  • Lapse Transaction
  • DVP / DWAC Exercise
  • DVP / DWAC Lapse
Monthly / Quarterly / Annual Reports
  • Grant / Award
  • Exercise Transaction
  • Lapse Transaction
  • Disposition
  • Shares Delivered
  • Cancellation
  • Roll Forward
Notifications / Statements
  • Grant / Award
  • Exercise / Lapse
  • Upcoming Lapse
  • Expiring Options
  • Terminations
  • Disposition Surveys
Corporate
  • Plan Summary
  • Proxy Reports
  • Plan Summary Statement
  • Capital Accounts Reconciliation

Co-Sourced Administration

Whether you choose to completely outsource your administration to Schwab or retain certain functions in-house, Schwab Co-Sourced Administration makes it easy to build the right solution for your company.