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Comprehensive wealth management from Schwab

Now that you've achieved the success you've always dreamed of, you find yourself faced with new responsibilities. You want to maintain the financial security of your family—today and for future generations. For you, we offer comprehensive wealth management services.

Personal financial planning and investment advisor relationships

Integrating stock options into an overall financial plan at the executive level requires sophisticated strategies. Through various channels and working closely with leading independent fee-based investment advisors, Schwab offers expertise in creating customized plans that include:

  • Comprehensive stock option strategies
  • Incentive stock options—AMT vs. regular tax-cost basis and stock swaps vs. cash exercise
  • Nonqualified stock options—tax consequences and break-even analysis
  • Low-basis diversification techniques1, including tax-efficient structured equity, charitable remainder trusts and exchange funds
  • Strategies to hedge concentrated positions
  • Optimizing after-tax retirement income with stock plans
  • Transferability and stock options

Customized seminars tailored to the needs of your executives

Helping your most valuable employees succeed

Your employees are your most valuable asset. Making sure that you're giving them the investment resources they need to help them reach their financial goals is important.

With Schwab, you can provide your most valued employees with expert financial guidance catered to their interests and life stages, so that you can help them put plans in place to make their dreams a reality.

Our employee seminars are:

  • Hosted by Schwab
  • Led in partnership with a local, experienced independent investment advisor who is part of the Schwab Advisor Network™
  • Deliver an informative session on topics of interest to your employees

Wealth management seminars from Charles Schwab

  • Working with a Wealth Manager
  • Planning Your Legacy
  • Exercising Philanthropic Strategies
  • Managing Concentrated Positions
  • 10b5-1 (Predetermined Trading Plan) Strategies

For additional information, or to schedule a seminar for your executives please call 877-430-4571.

1 Strategies involving alternative investments and low-basis stock typically involve special risks and may not be appropriate for all investors.

Schwab wealth management services are designed for investors who prefer a fee-based account and generally have $2,000,000 or more in investable assets.

Banking deposits are FDIC insured up to the maximum amount allowable by law.

Nondeposit investment products are not FDIC-insured, not bank-guaranteed and may lose value.

This material is not intended to serve as individualized tax or legal advice.

Co-Sourced Administration

Whether you choose to completely outsource your administration to Schwab or retain certain functions in-house, Schwab Co-Sourced Administration makes it easy to build the right solution for your company.